|
By Michael A. Provini, Partner; Victor M. Peña, Partner; Rachel L. DiDio, Partner and
Anna de Venoge, Supervisor
The Securities and Exchange Commission (SEC), Office of the Investor Advocate (the OIA), submits two reports to Congress each year. They are a:
- Report on Objectives, due each June 30, which sets forth the objectives of the OIA for the following fiscal year and
- Report on Activities, due each December 31, which describes the activities of the OIA during the immediately preceding fiscal year.
For its fiscal year 2023 Report on Objectives, one key area of focus is private fund adviser regulation. This article will address the proposals of the Report on Objectives.
|
